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How do I update the firmware of an XU1K3LLXXRCC and select Smart-UPS Ultra and SRT models using a USB Flash Drive?

Issue:
How do I update  the firmware of XU1K3LLXXRCC, XU2K0LLXXRCC, and select Smart-UPS SRT models using a USB Flash Drive?

Links to download all necessary files can be found at the end of this document and in the table below.

Product Line:
Smart-UPS XU Industrial
Smart-UPS SRT 5-10kVA

Environment:
XU1K3LLXXRCC, XU2K0LLXXRCC
Smart-UPS SRT 5-6kVA, UPS ID1020 & ID1044
Smart-UPS SRT 8-10kVA, UPS ID1021 & ID1045
Smart-UPS Ultra 2.2&3kW, UPS ID1034 (version 06.1 and higher) & ID1062 (version 01.3 and higher)
Smart-UPS Ultra 5kW, UPS ID1226
Smart-UPS Ultra 8&10kW, UPS ID1227

Cause:
Certain Smart-UPS SRT and Industrial XU models support UPS firmware update via a USB Flash Drive.

This method not supported by certain Smart-UPS Products. This FAQ will explain how to perform this update on specific UPS models specified above.
For information on updating the UPS firmware via a Network Management Card, or the Firmware Upgrade Wizard, please refer to FAQ FA164737 .

NOTE: During the update process the UPS will not be able to provide battery backup in the event of a power outage

Resolution:
Follow the steps below to determine your current UPS firmware revision and ID, select the proper firmware image, and update the UPS firmware.

Step 1: find the current UPS Firmware version via the UPS LCD display:
From the main menu of the UPS LCD screen, select "About" and scroll down to "UPS Firmware".

Step 2: find the current UPS ID:
Every Smart-UPS has a unique UPS ID. This can be found in the "About" menu on the UPS LCD screen, or in the NMC web interface.

  • Follow the link the video guide on How to locate the UPS ID for APC Smart-UPS
  • The same models of UPS may have different UPS IDs depending on when they were produced.
  • The final firmware version will be determined by the UPS ID and not the Model Number of the UPS.

The "Microlink ID" is a unique identifier for the hardware platform of your UPS. We use the "ID" number to make sure we select the correct firmware file. Sometimes one specific model UPS may have different "ID" numbers depending on when it was produced. Always check the "ID" number of the unit you are going to update and ensure you use the firmware file with the compatible ID. Using the incorrect firmware file can result in damage to the UPS.

Step 3: Download the appropriate firmware file available in the table below or from the FirmwareFiles.zip folder available at the end of this document.

UPS
Series
UPS
ID
Firmware FileLatest
Firmware
Version
Release
Notes
Firmware
Update with
Output On
Available
Crypto-
graphycally
Signed
SRT1020SRT1020UPS_15-9.encUPS 15.9YesYes
SRT1021SRT1021UPS_15-7.encUPS 15.7NoYes
SRT1044SRT1044UPS_17-0.encUPS 17.0YesYes
SRT1045SRT1045UPS_16-7.encUPS 16.7NoYes
SRTL*1226SRTL1226UPS_3-3.encUPS 03.3NoYes
SRTL*1227SRTL1227UPS_1-2.encUPS 01.2NoYes
SRTL1034SRTL1034UPS_06-7.encUPS 06.7YesYes
SRTL1062SRTL1062UPS_4-7.encUPS 04.7YesYes
XU1016XP1016UPS_15-1.encUPS 15.1YesYes
XU1017XU1017UPS_15-7.encUPS 15.7From UPS 01.4Yes
XU1033XU1033UPS_15-7.encUPS 15.7From UPS 00.3Yes
XU1057SRTXU1043UPS_16-6.encUPS 16.6YesYes
XU1058XU1058UPS_16-7.encUPS 16.7YesYes


Notes:

  1. * For SRTL UPS models with ID 1226 & 1227, always perform a Logic Reset or "Brain Dead" before initiating the firmware update. Refer to FAQ000269051 for more information.
  2. It is not recommended to perform a firmware downgrade to a lower firmware version.
  3. In rare situations, the UPS firmware update may not install automatically after the firmware file was transferred to the UPS. Refer to FAQ000258690 to complete the UPS firmware update.


Step 4: Follow the instructions below to update the UPS firmware:

Step 1

Important: The USB drive must first be formatted, and configured to FAT32 file system.

Copy the correct .enc firmware file only to the USB Flash Drive.

Step 2

Connect the USB device to the USB port of the unit.

Step 3

Wait until the system detects the USB. Verify the screen in the next column is displayed. This screen will be shown for about 1minute.

IMG1

Step 4

After 1 minute, the USB Device menu will appear.

Note: If this does not appear, go to the Configuration Menu, and select USB Device

IMG1

Step 5

Scroll down and select “Install UPS Firmware”

IMG1

Step 6

Select “Yes” to update the firmware
Note: Do not remove USB while updating firmware

IMG1

Step 7

Display automatically pop ups with “Receiving Firmware Image X% Completed”

IMG1

Step 8

Validating the file

IMG1

Step 9

Display automatically pop ups with “Installing Firmware X% Do Not Power Off”

IMG1

Step 10

Once update is successful, the system will reset and display this screen.

IMG1

Step 11

The system will now return to the "USB Device" menu.


Select “Eject”.

Once “Safe to Remove USB Device” pops up you may remove the USB drive.

IMG1
IMG1

Step 12

Once the USB Drive is removed you need to reboot the Network Management Card:

  • Login to the NMC Web Interface

  • Go to the "Control" menu

  • Select "Network" then "Reset/Reboot"


This will reboot the Network Management Card. Your load will not be affected


APC USA

Attachment(s)

SRTL1227UPS_01-2.zipSRTL1227UPS_01-2.zip [8.79 MB]
SRTL1226UPS_03-3.zipSRTL1226UPS_03-3.zip [8.6 MB]
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